March 2019 Breakfast Meeting

Date: Tuesday, March 19, 2019
Time: 7:30am - 9:00am
Location: Happy Hollow
Speaker: Panel facilitated by Monte Schatz & Keith Deras


7:30 AM Breakfast Buffet & Networking
8:00 AM | Meeting & CE Program

The Financial Advisor and Incapacity: Legal and Ethical Responsibilities to Clients with Potential Mental Capacity Issues
Monte Schatz, JD and Keith Deras, CLU will facilitate discussion amongst a panel of experts. The objective of this program is to assist financial advisors and others in an advisory capacity to identify potential mental capacity issues that might place a client at financial or personal risk and/or personal abuse and undue influence. After identification of potential incapacity issues a brief outline of the legal, regulatory and medical resources is available for the advisor to help protect his or her client. This program is approved for one-hour of CLE (including .25 ethics). One-hour of ethics credit for insurance and accounting is available pending approvals. One-hour of general CFP credit is available pending approval. 

REGISTER ONLINE or contact Council Executive, Stacie Sarasio @ 402.991.3122

See Upcoming Event Calendar